Compliance

United States

Important Disclosure on GAVIN, (for clients within the United States)

Gavin Management Group, Inc. (“GAVIN”) is an SEC registered investment adviser with its principal place of business in Toronto, Canada. GAVIN and its representatives are in compliance with the current registration and notice filing requirements imposed upon registered investment advisers by those states in which Gavin maintains clients. Gavin may only transact business in those states in which it is notice filed or qualifies for an exception or exclusion from notice filing requirements.

This website is limited to the dissemination of general information pertaining to GAVIN’s investment advisory/management services. Accordingly, the publication of GAVIN’s website on the Internet should not be construed by any consumer and/or prospective client as GAVIN’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice, over the internet. Furthermore, the information resulting from the use of tools or other information on this internet site should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from GAVIN. Any subsequent, direct communication by GAVIN with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption from registration in the state where the prospective client resides. GAVIN does not provide legal or tax advice. You should contact your tax advisor and/or attorney before making any decisions with tax or legal implications.

GAVIN does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to GAVIN’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. For additional information about GAVIN, including fees and services, send for our disclosure brochure using the contact information herein, or refer to the Investment Adviser Public Disclosure website (www.adviserinfo.sec.gov). Please read the disclosure brochure carefully before you invest or send money.

ACCESS TO THIS WEBSITE IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY AND WITHOUT ANY WARRANTIES, EXPRESSED OR IMPLIED, REGARDING THE ACCURACY, COMPLETENESS, TIMELINESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS WEBSITE, OR ANY THIRD PARTY WEBSITE LINKED TO THIS WEBSITE.