Compliance (Canada)

GMG Private Counsel Inc. is registered as a portfolio manager and exempt market dealer under The Securities Act, Ontario. It is also registered as a portfolio manager in Alberta, British Colombia, Manitoba and Quebec.

This website is limited to the dissemination of general information pertaining to GMG Private Counsel Inc.’s portfolio management services.  Accordingly, the publication of GMG Private Counsel Inc.’s web site on the Internet should not be construed by any prospective client as GMG Private Counsel Inc.’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.  Any subsequent, direct communication by GMG Private Counsel Inc. with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the province where the prospective client resides.  GMG Private Counsel Inc. does not provide tax or legal advice.  You should contact your tax advisor and/or attorney before making any decisions with tax or legal implications.

GMG Private Counsel Inc. does not make any representations as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to GMG Private Counsel Inc.’s web site or incorporated herein, and takes no responsibility therefore.  All such information is provided solely for convenience purposes and all users thereof should be guided accordingly.  For additional information about GMG Private Counsel Inc., including fees and services, use the contact information herein.

GMG Private Counsel Inc. also engages the services of North Star Compliance & Regulatory Services Inc. to complement its own rigorous compliance practices. North Star is a regulatory consulting firm that was established in 2011 and brings over 30 years of experience in research, investigation and regulation of firms in financial industries. North Star provides guidance, advice and training relating to registration, compliance and enforcement of securities legislation and other applicable laws and regulations to firms participating in the Canadian capital markets.